UK regulator imposes £15.4m fine on Tullett Prebon over ineffective controls around broker conduct

The Financial Conduct Authority has found that, between 2008 and 2010, Tullett Prebon’s Rates Division had ineffective controls around broker conduct. The UK Financial Conduct Authority (FCA) today announces that it has fined Tullett Prebon (Europe) Limited £15.4 million over the firm’s failure to conduct its business with due skill, care and diligence, failing to

Euronext FX set for diversification under “Let’s Grow Together 2022” strategy

Euronext FX is poised to diversify through the development of new product sets, specifically derivatives, and target new client segments and geographies. Euronext NV (EPA:ENX) has unveiled its new three-year strategic plan, “Let’s Grow Together 2022”, including plans for various of its business segments and particular financial targets. In particular, Euronext FX, formerly known as

Angela Knight to step down from TP ICAP’s Board

Ms Knight will not seek re-election as a Director of TP ICAP plc at its next Annual General Meeting. International interdealer broker TP ICAP Plc (LON:TCAP) has earlier today announced some pending Board changes. Ms Angela Knight CBE, a Non-executive Director and Senior Independent Director of TP ICAP plc, was appointed on September 25, 2019 as